An investment manager with approximately $100 billion in AUM has grown quickly, putting pressure on its existing SOX and internal audit infrastructure.
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Principal, Advisory Services; National Life Sciences Advisory Leader; Philadelphia Business Advisory Services Practice Leader
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National Managing Partner, Markets, Clients & Industry
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The SEC is making a concerted effort to ensure internal controls are in place and working.
Check out our comprehensive base of alerts from all states to find the ones relevant to you.
How to minimize risks and maximize returns in 2014.
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