Mark Ramler has more than 30 years of public accounting experience serving the financial services industry. Ramler has both private entity and public issuer experience, focusing on broker-dealers in securities, asset management companies and various types of investment vehicles. He has also been involved in consulting projects in such areas as internal controls over financial reporting, securities industry regulation and compliance, clearance and back-office operations, and risk management. Ramler’s securities industry specialties include regulatory reporting, retail and institutional brokerage, correspondent clearing, market making and trading, alternative trading systems, investment banking, and prime brokerage. His asset management industry specialties include hedge, private equity, mortgage finance and real estate private funds, as well as asset managers, business development companies and ETFs.
- Financial services
- Asset management
- Private equity
- Real estate
Professional qualifications and memberships
CPA — New York
AICPA, Stockbrokerage and Investment Banking Committee, Experts Panel
SIFMA, Internal Audit and Financial Management Divisions
BS, Accounting, Brooklyn College
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