Asset managers should review and update their policies, procedures and business activities to be ready for potential 2016 SEC and FINRA exams.
With investment management industry consolidation on the rise, smart asset managers know it makes sense to get your financial books and records in deal-ready shape.
Investment advisers that start up BDCs must understand industry best practices and regulatory complexities.
Skilled in the complex business, financial and regulatory issues that affect your industry.
Business development companies face an ever-changing and complex regulatory environment, as well as complicated legal, tax and accounting requirements unique to the industry. To help you navigate these challenges, you need a firm with resources dedicated to serving BDCs that can provide guidance at every stage of the investment life cycle.
Grant Thornton is that firm. Our dedicated team can help you formulate efficient and effective solutions by leveraging the processes and controls of asset managers, transfer agents, valuation specialists and other service providers. We consistently demonstrate our commitment to you through regular phone calls, more face time with partners and regular updates about issues affecting your industry and your business.
Contact one of our professionals today to find out how we can provide meaningful solutions to your BDC. We look forward to working with you and leading you and your firm on the path of continued growth.
Michael C. Patanella
National Asset Management Sector Leader, Audit Partner
Phone: +1 212 624 5258
Location: New York, NY
Check out our newest white papers, surveys, articles and reports spanning top-of-mind issues in the financial services industry.
We go beyond the traditional compliance and reporting aspects of audit and tax, providing services that offer real value.
Recently issued proposed regulations, if finalized in their current form, are expected to substantially narrow the application of the 'next day rule.'
See more at: http://www.grantthornton.com/industries/financial-services/asset-management/BDCs